How to Navigate FinCEN’s AML/CFT Requirements with Confidence

In this webinar, panelists William Stern, Partner at Goodwin, Mark Lewko, Founder at Regulant Advisors, and Joshua Demers, Head of Investor Services at Juniper Square, explored:

• Which investment advisors are subject to the latest FinCEN ruling

• Why GPs can’t just use a generic “off the shelf” AML/CFT program

• How technology enhances access to data, reduces manual effort, and increases accuracy

One major takeaway? It’s all about planning for what’s next—not just reacting to the most recent updates. Mark Lewko, founder of Regulant Advisors, put it clearly: “You can plot out what the trend looks like. This will be the first of many as rules in the banking space move to the advisor space. Be thoughtful and expect more to come.”

Don’t miss it—it’s everything you need to stay a step ahead. Watch the on-demand now!

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